Proactively Identify Compliance Risks
Predictive analytics and automated intelligent alerting combine to identify and triage areas of risk.
Examine Which Desks and Strategies are Most Contributing to Risk
Multi-dimensional analysis by venue, symbol, transaction type, etc. quickly pinpoints key risk contributors so they can take action.
Evaluate Risk Level to Determine if Further Action is Required
Assess the impact of corrective actions to the overall risk level and take further action, if required.